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Shufro, Rose & Co., LLC CRD 3403
$2.46B regulatory AUM 4 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
600 Lexington Avenue 15Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2021-03-29 |
| NY | RA | APPROVED | 2021-03-29 |
| CT | RA | APPROVED | 2021-03-05 |
| TX | RA | APPROVED_RES | 2021-03-03 |
| CA | RA | APPROVED | 2015-01-15 |
Branch Locations
600 Lexington Avenue 15Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Shufro Rose & Co., Llc | New York | NY | 10/2003 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-05-26 |
| S63 | Uniform Securities Agent State Law Examination | 2004-07-23 |
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