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Gregory David Shufro

Shufro, Rose & Co., LLC

New York, NY

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Current Employers
Shufro, Rose & Co., Llc

600 Lexington Avenue 15Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2021-03-29
NY RA APPROVED 2021-03-29
CT RA APPROVED 2021-03-05
TX RA APPROVED_RES 2021-03-03
CA RA APPROVED 2015-01-15
  • CO RA
    APPROVED
    Since 2021-03-29
  • NY RA
    APPROVED
    Since 2021-03-29
  • CT RA
    APPROVED
    Since 2021-03-05
  • TX RA
    APPROVED_RES
    Since 2021-03-03
  • CA RA
    APPROVED
    Since 2015-01-15

Branch Locations

600 Lexington Avenue 15Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Shufro Rose & Co., Llc New York NY 10/2003 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-05-26
S63 Uniform Securities Agent State Law Examination 2004-07-23
  • S65 Uniform Investment Adviser Law Examination
    2005-05-26
  • S63 Uniform Securities Agent State Law Examination
    2004-07-23

View on SEC IAPD

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