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Mario A Farfan

Citigroup Global Markets Inc.

New York, NY

Cameron Park, CA

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-05-19
  • CA RA
    APPROVED
    Since 2015-05-19

Branch Locations

388 Greenwich Street Tower Building, New York, NY 10013 • UNITED STATES

Cameron Park, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Sacramento CA 05/2015 Present
  • 05/2015 → Present
    Citigroup
    Sacramento, CA
Previous Registrations
  • 2013-08-19 → 2015-05-08
    Bancwest Investment Services, Inc.
    Sacramento, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-16
S63 Uniform Securities Agent State Law Examination 2003-11-14
  • S66 Uniform Combined State Law Examination
    2013-08-16
  • S63 Uniform Securities Agent State Law Examination
    2003-11-14
Other Names
  • Mario Farfan

View on SEC IAPD

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