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215 Lexington Avenue Suite 17B, New York, NY 10016 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-03-17 |
| NY | RA | APPROVED | 2022-01-11 |
Branch Locations
215 Lexington Avenue Suite 17B, New York, NY 10016 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Long Island City | NY | 09/2014 | 07/2018 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2018 | 03/2020 |
| Arch Global Advisors | New York | NY | 07/2018 | 01/2024 |
| Cadaret Grant & Co., Inc. | New York | NY | 03/2020 | 07/2025 |
| Arch Global Advisor | New York | NY | 01/2024 | Present |
| Lpl Financial Llc | New York | NY | 07/2025 | Present |
1. 07/10/2025- Registered Investment Advisor DBA- Cowan Financial Group- INV Related- At Reported Business Location(s)- Start date 04/01/2023- 40 Hours Per Month- 40 Hours During Trading 2. 07/10/2025- Arch Global Advisors, LLC-Registered Investment Advisor Hybrid- INV Related- At Reported Business Location(s)- Start date 07/01/2018- 160 Hours Per Month- 160 Hours During Trading- I provide investment advisory services through Arch Global Advisors, LLC, an independent investment advisor firm. I started this business activity in 7/2018. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 07/10/2025- Arch Global Partners, LLC- Business Entity For Tax/Investment Purposes Only- Not INV Related- At Reported Business Location(s)- Start date 01/01/2021- 10 Hours Per Month- 10 Hours During Trading 4. 07/10/2025 - Arch Global Partners 3- Business Entity For Tax/Investment Purposes Only- Not INV Related- At Reported Business Location(s)- Start date 01/01/2021- 1 Hour Per Month- 1 Hour During Trading 5. 07/10/2025- Arch Global Partners 4- Business Entity For Tax/Investment Purposes Only- Not INV Related- At Reported Business Location(s)- Start date 01/01/2021-1 Hour Per Month- 1 Hour During Trading 6. 07/10/2025- Raben Capital Growth Corp- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 04/01/2021- 10 Hours Per Month- 10 Hours During Trading 7. 07/10/2025- Cowan Financial Group- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 04/01/2023- 40 Hours Per Month- 40 Hours During Trading 8. 07/10/2025-Arch Global Advisors, LLC- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 07/01/2018- 160 Hours Per Month- 160 Hours During Trading 9. 07/10/2025- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 04/01/2011- 10 Hours Per Month- 10 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-10 |
| S63 | Uniform Securities Agent State Law Examination | 2004-02-17 |
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