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Current Employers
Arch Global Advisors, Llc

215 Lexington Avenue Suite 17B, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-17
NY RA APPROVED 2022-01-11
  • TX RA
    APPROVED_RES
    Since 2022-03-17
  • NY RA
    APPROVED
    Since 2022-01-11

Branch Locations

215 Lexington Avenue Suite 17B, New York, NY 10016 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Long Island City NY 09/2014 07/2018
Cambridge Investment Research, Inc. Fairfield IA 07/2018 03/2020
Arch Global Advisors New York NY 07/2018 01/2024
Cadaret Grant & Co., Inc. New York NY 03/2020 07/2025
Arch Global Advisor New York NY 01/2024 Present
Lpl Financial Llc New York NY 07/2025 Present
  • 09/2014 → 07/2018
    Voya Financial Advisors
    Long Island City, NY
  • 07/2018 → 03/2020
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 07/2018 → 01/2024
    Arch Global Advisors
    New York, NY
  • 03/2020 → 07/2025
    Cadaret Grant & Co., Inc.
    New York, NY
  • 01/2024 → Present
    Arch Global Advisor
    New York, NY
  • 07/2025 → Present
    Lpl Financial Llc
    New York, NY
Previous Registrations
  • 2022-10-28 → 2025-07-10
    Cadaret, Grant & Co., Inc.
    Syracuse, NY
    New York, NY
    Syracuse, NY
    Syracuse, NY
    Syracuse, NY
    Syracuse, NY
    White Plains, NY
Other Businesses

1. 07/10/2025- Registered Investment Advisor DBA- Cowan Financial Group- INV Related- At Reported Business Location(s)- Start date 04/01/2023- 40 Hours Per Month- 40 Hours During Trading 2. 07/10/2025- Arch Global Advisors, LLC-Registered Investment Advisor Hybrid- INV Related- At Reported Business Location(s)- Start date 07/01/2018- 160 Hours Per Month- 160 Hours During Trading- I provide investment advisory services through Arch Global Advisors, LLC, an independent investment advisor firm. I started this business activity in 7/2018. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 07/10/2025- Arch Global Partners, LLC- Business Entity For Tax/Investment Purposes Only- Not INV Related- At Reported Business Location(s)- Start date 01/01/2021- 10 Hours Per Month- 10 Hours During Trading 4. 07/10/2025 - Arch Global Partners 3- Business Entity For Tax/Investment Purposes Only- Not INV Related- At Reported Business Location(s)- Start date 01/01/2021- 1 Hour Per Month- 1 Hour During Trading 5. 07/10/2025- Arch Global Partners 4- Business Entity For Tax/Investment Purposes Only- Not INV Related- At Reported Business Location(s)- Start date 01/01/2021-1 Hour Per Month- 1 Hour During Trading 6. 07/10/2025- Raben Capital Growth Corp- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 04/01/2021- 10 Hours Per Month- 10 Hours During Trading 7. 07/10/2025- Cowan Financial Group- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 04/01/2023- 40 Hours Per Month- 40 Hours During Trading 8. 07/10/2025-Arch Global Advisors, LLC- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 07/01/2018- 160 Hours Per Month- 160 Hours During Trading 9. 07/10/2025- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 04/01/2011- 10 Hours Per Month- 10 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-10
S63 Uniform Securities Agent State Law Examination 2004-02-17
  • S66 Uniform Combined State Law Examination
    2022-01-10
  • S63 Uniform Securities Agent State Law Examination
    2004-02-17

View on SEC IAPD

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