Jarrod P Lege

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → Present
  Lpl Financial, Llc
  Lafayette, LA

Other Businesses

1. 10/2/2017 - Shelley Harris Moncrief, LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 10/01/2017 - 2 Hours Per Month During Securities Trading. 2. 10/9/2017 - Standard Investment Advisors, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/29/2015 - 0 Hours Per Month. 3. 10/19/2017 - SIA Investment Services, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2018 - 0 Hours Per Month. 4. 6/3/2020 - Jarrod Lege Consulting LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 06/01/2020 - 1 Hour Per Month/0 Hours During Securities Trading - LLC used as pass through account for commissions, expenses, and payroll. 5. 12/03/2024 - Jarrod Lege - Real Estate Rental - Investment Related - Lafayette, LA - Start Date 02/01/2024 - 1 Hour Per Month/ 0 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-12-19
• S63 Uniform Securities Agent State Law Examination
  2012-01-13