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Timothy F Harrison

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Raleigh, NC

Raleigh, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2007-11-09
  • NC RA
    APPROVED
    Since 2007-11-09

Branch Locations

4242 Six Forks Rd, Raleigh, NC 27609 • United States

4242 Six Forks Rd, Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Raleigh NC 11/2007 Present
Bank Of America, N.A. Cary NC 07/2011 Present
  • 11/2007 → Present
    Merrill Lynch, Pierce, Fenner & Smith
    Raleigh, NC
  • 07/2011 → Present
    Bank Of America, N.A.
    Cary, NC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-06-28
S63 Uniform Securities Agent State Law Examination 2000-02-17
  • S65 Uniform Investment Adviser Law Examination
    2001-06-28
  • S63 Uniform Securities Agent State Law Examination
    2000-02-17
Other Names
  • Tim F Harrison

View on SEC IAPD

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