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Joseph Christian Marich

Morgan Stanley Investment Management Inc.

New York, NY

Unionville, CT

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Current Employers
Morgan Stanley Investment Management Inc.

1585 Broadway, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2020-06-05
  • CT RA
    APPROVED
    Since 2020-06-05

Branch Locations

1585 Broadway, New York, NY 10036 • United States

37 Cross Creek Lane, Unionville, CT 06085 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimerfunds Distributor, Inc New York NY 11/2005 05/2019
Alps Fund Services, Inc. Denver CO 07/2019 04/2020
Morgan Stanley Distribution, Inc. Unionville CT 05/2020 01/2022
Morgan Stanley Investment Management Inc. Unionville CT 05/2020 Present
Eaton Vance Distributors, Inc. Unionville CT 01/2022 Present
Eaton Vance Distributors, Inc. Boston MA 01/2022 Present
  • 11/2005 → 05/2019
    Oppenheimerfunds Distributor, Inc
    New York, NY
  • 07/2019 → 04/2020
    Alps Fund Services, Inc.
    Denver, CO
  • 05/2020 → 01/2022
    Morgan Stanley Distribution, Inc.
    Unionville, CT
  • 05/2020 → Present
    Morgan Stanley Investment Management Inc.
    Unionville, CT
  • 01/2022 → Present
    Eaton Vance Distributors, Inc.
    Unionville, CT
  • 01/2022 → Present
    Eaton Vance Distributors, Inc.
    Boston, MA
Previous Registrations
  • 2004-10-20 → 2005-11-18
    Banc Of America Investment Services, Inc.
    Melville, NY
  • 2004-02-02 → 2004-10-20
    Quick & Reilly, Inc.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-09
  • S66 Uniform Combined State Law Examination
    2003-12-09

View on SEC IAPD

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KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
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