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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-05-06 |
| TX | RA | APPROVED | 2026-05-06 |
Branch Locations
608 Silver Spur Road Suite 100, Rolling Hills, CA 90274 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | El Segundo | CA | 10/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | El Segundo | CA | 11/2016 | 05/2026 |
| Rbc Capital Markets, Llc | Rolling Hills | CA | 05/2026 | Present |
POWER OF ATTORNEY FOR MOTHER, INV RELATED, HACIENDA HEIGHTS, CA, START: 4/10/2024, 4 HOURS PER MONTH, 0 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-03-16 |
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