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100 S. Ashley Drive Suite 830, Tampa, FL 33602 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-03-13 |
Branch Locations
12730 High Bluff Dr. Suite 160, San Diego, CA 92130 • United States
100 S. Ashley Drive Suite 830, Tampa, FL 33602 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hornor Townsend & Kent Inc | Horsham | PA | 02/2013 | 11/2020 |
| Lpl Financial Llc | San Diego | CA | 02/2021 | 04/2021 |
| Unemployed | San Diego | CA | 11/2020 | 02/2021 |
| Raymond James Financial Services, Inc. | San Diego | CA | 04/2021 | 03/2023 |
| Concurrent Investment Advisors, Llc | San Diego | CA | 04/2021 | Present |
| Seiu Local 280 - Parimutuel Employees Guild | Del Mar | CA | 01/2000 | Present |
| Raymond James Financial Services Advisors, Inc. | San Diego | CA | 05/2021 | 03/2023 |
| Finra | La Mesa | CA | 04/2018 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 03/2023 | Present |
| Concurrent Investment Advisors Llc | San Diego | CA | 02/2023 | Present |
| Concurrent Advisors | San Diego | CA | 04/2021 | Present |
1) Concurrent Investment Advisors, LLC. Investment Related. San Diego, CA. Independent RIA (Non-Owner). VP Compliance Officer. 4/5/2021. Hrs/Month 120+ all during trading hours. VP, Compliance Officer & Investment Advisor Representative. 2) SEIU Local 280 - Parimutuel eEmployees Guild. Not Investment Related. Del Mar, CA. Other. Part-time activity/ employee. 1/1/2000. Hrs/month 0-1 all during trading hours. Union Job for Horse Racing events where I work for an hourly wage selling and cashing tickets for horse racing wagers. 3) FINRA Arbitrator - Not Investment Related. San Diego, CA. FINRA Arbitrator. 4/1/2018. Hrs/month 0-1 all during trading hours.This is a certification I received that if called upon allows me to be on a panel of 3 for firm and advisor disputes within the financial services field. 4.) Fixed Insurance - Not Investment Related. San Diego, CA. 1/2/2024. Hrs/month 0-1. Sales of traditional life products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-05-11 |
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