Best Investors Account Sign in
Current Employers
Concurrent Investment Advisors, Llc

100 S. Ashley Drive Suite 830, Tampa, FL 33602 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-03-13
  • CA RA
    APPROVED
    Since 2023-03-13

Branch Locations

12730 High Bluff Dr. Suite 160, San Diego, CA 92130 • United States

100 S. Ashley Drive Suite 830, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hornor Townsend & Kent Inc Horsham PA 02/2013 11/2020
Lpl Financial Llc San Diego CA 02/2021 04/2021
Unemployed San Diego CA 11/2020 02/2021
Raymond James Financial Services, Inc. San Diego CA 04/2021 03/2023
Concurrent Investment Advisors, Llc San Diego CA 04/2021 Present
Seiu Local 280 - Parimutuel Employees Guild Del Mar CA 01/2000 Present
Raymond James Financial Services Advisors, Inc. San Diego CA 05/2021 03/2023
Finra La Mesa CA 04/2018 Present
Purshe Kaplan Sterling Investments Albany NY 03/2023 Present
Concurrent Investment Advisors Llc San Diego CA 02/2023 Present
Concurrent Advisors San Diego CA 04/2021 Present
  • 02/2013 → 11/2020
    Hornor Townsend & Kent Inc
    Horsham, PA
  • 02/2021 → 04/2021
    Lpl Financial Llc
    San Diego, CA
  • 11/2020 → 02/2021
    Unemployed
    San Diego, CA
  • 04/2021 → 03/2023
    Raymond James Financial Services, Inc.
    San Diego, CA
  • 04/2021 → Present
    San Diego, CA
  • 01/2000 → Present
    Seiu Local 280 - Parimutuel Employees Guild
    Del Mar, CA
  • 05/2021 → 03/2023
    San Diego, CA
  • 04/2018 → Present
    Finra
    La Mesa, CA
  • 03/2023 → Present
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 02/2023 → Present
    San Diego, CA
  • 04/2021 → Present
    Concurrent Advisors
    San Diego, CA
Previous Registrations
Other Businesses

1) Concurrent Investment Advisors, LLC. Investment Related. San Diego, CA. Independent RIA (Non-Owner). VP Compliance Officer. 4/5/2021. Hrs/Month 120+ all during trading hours. VP, Compliance Officer & Investment Advisor Representative. 2) SEIU Local 280 - Parimutuel eEmployees Guild. Not Investment Related. Del Mar, CA. Other. Part-time activity/ employee. 1/1/2000. Hrs/month 0-1 all during trading hours. Union Job for Horse Racing events where I work for an hourly wage selling and cashing tickets for horse racing wagers. 3) FINRA Arbitrator - Not Investment Related. San Diego, CA. FINRA Arbitrator. 4/1/2018. Hrs/month 0-1 all during trading hours.This is a certification I received that if called upon allows me to be on a panel of 3 for firm and advisor disputes within the financial services field. 4.) Fixed Insurance - Not Investment Related. San Diego, CA. 1/2/2024. Hrs/month 0-1. Sales of traditional life products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-11
  • S66 Uniform Combined State Law Examination
    2021-05-11

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in San Diego, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor