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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-09 |
| NY | RA | APPROVED | 2021-07-27 |
| NJ | RA | APPROVED | 2012-07-25 |
Branch Locations
767 5Th Ave 33Rd Fl [Y2-Rbo], New York, NY 10153 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | New York | NY | 07/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | New York | NY | 11/2016 | Present |
WESTCHESTER YOUTH SOCCER LEAGUE INC. NOT INV. RELATED; NEW ROCHELLE, NY; YOUTH SOCCER LEAGUE; REFEREE; START DATE 2/2011; 10 HRS PER MONTH; 0 HRS DURING. TRADING. RENTAL PROPERTY -WAVERLY; INV RELATED; NEW YORK, NY; RESIDENTIAL REAL ESTATE;34% OWNERSHIP; START DATE: 07/25/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 2003-10-17 |
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