Helen Hui Zhou

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → 06/2018
  U.S. Bancorp Investments, Inc.
  San Francisco, CA
• 07/2012 → 06/2018
  U.S. Bank
  San Francisco, CA
• 09/2018 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 09/2018 → Present
  Cetera Investment Advisers Llc
  Pasadena, CA
• 06/2018 → Present
  East West Bank
  Pasadena, CA

Previous Registrations

• 2013-03-04 → 2018-06-25
  U.S. Bancorp Investments, Inc.
  San Francisco, CA
  Minneapolis, MN
• 2011-01-03 → 2012-07-18
  Wells Fargo Clearing Services, Llc
  San Jose, CA
• 2007-07-27 → 2011-01-03
  Wells Fargo Investments, Llc
  San Jose, CA
  Thousand Oaks, CA
  Newbury Park, CA
• 2004-02-05 → 2004-09-28
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Diego, CA

Other Businesses

EAST WEST BANK - SENIOR MANAGER OF WEALTH SALES AND STRATEGIES

Exams

• S66 Uniform Combined State Law Examination
  2003-12-12

Other Names

• Hui Zhou
• Helen Zhou
• Helen Zhou
• Hui Zhou