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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
NJ RA APPROVED 2011-06-13
  • NY RA
    APPROVED
    Since 2021-08-17
  • NJ RA
    APPROVED
    Since 2011-06-13

Branch Locations

Citi Private Bank 153 East 53Rd St., 24Th, 25Th Fls, New York, NY 10022 • United States

Brooklyn, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citi Bank Personal Wealth Management New York NY 05/2011 Present
  • 05/2011 → Present
    Citi Bank Personal Wealth Management
    New York, NY
Previous Registrations
  • 2009-10-23 → 2010-04-09
    New York, NY
  • 2007-01-10 → 2009-10-23
    Banc Of America Investment Services, Inc.
    New York, NY
  • 2006-11-16 → 2006-12-18
    J.P. Morgan Securities Inc.
    New York, NY
  • 2005-02-09 → 2006-11-17
    Chase Investment Services Corp.
    Oakland Gardens, NY
    New York, NY
    Bayside, NY
Other Businesses

Rental Property - Long Island City, NY; Investment-related; Affiliation started on 04/01/2020; Title: Owner; Duties: Landlord; 0 hours devoted each month during securities trading hours; 1 hour devoted each month outside securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-01-13
  • S66 Uniform Combined State Law Examination
    2004-01-13
Other Names
  • Christopher Ponte
  • Christopher Thomas Ponte

View on SEC IAPD

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