Christopher T Ponte

Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2011 → Present
  Citi Bank Personal Wealth Management
  New York, NY

Previous Registrations

• 2009-10-23 → 2010-04-09
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 2007-01-10 → 2009-10-23
  Banc Of America Investment Services, Inc.
  New York, NY
• 2006-11-16 → 2006-12-18
  J.P. Morgan Securities Inc.
  New York, NY
• 2005-02-09 → 2006-11-17
  Chase Investment Services Corp.
  Oakland Gardens, NY
  New York, NY
  Bayside, NY

Other Businesses

Rental Property - Long Island City, NY; Investment-related; Affiliation started on 04/01/2020; Title: Owner; Duties: Landlord; 0 hours devoted each month during securities trading hours; 1 hour devoted each month outside securities trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2004-01-13

Other Names

• Christopher Ponte
• Christopher Thomas Ponte