Best Investors Account Sign in
Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-03-11
  • MN RA
    APPROVED
    Since 2014-03-11

Branch Locations

7601 France Ave S Ste 630, Edina, MN 55435-5968 • United States

Minneapolis, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc Minneapolis MN 02/2005 03/2020
Ameriprise Financial Services, Llc Edina MN 03/2020 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Single Family; 3941 Scott Ave.Robbinsonsdale, MN 55422, ,; Investment-Related; 08/01/2013 / Multi-Family; 3508 E 45th St.Minneapolis, MN 55406, ,; Not Investment-Related; 03/01/2013. Business Ownership; Macht-Moen-Johnson Properties, Inc.; ; Beginning January of 2015, I formed an LLC with my wife to run all business activities through for the 3 real estate properties we own. The function of the business is rental real estate.; 3508 E. 45th St. Minneapolis, MN 55406, ,; Not Investment-Related; 01/01/2015; 1 to 9 hours per month; 0 during trading hours. Board of Directors; St. Helena Catholic Church; Church Trustee; 3204 E. 43rd St, , Minneapolis, MN, 55406; Not Investment-Related; 11/15/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Dovetail Group LLC; Registered Team Member - Staff; Manage advisory business; 6550 York Ave S, Suite 100 , Edina, MN, 55435; Investment-Related; 06/01/2026; 60 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-02-04
  • S63 Uniform Securities Agent State Law Examination
    2004-02-04

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Edina, MN

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor