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Joseph Jr Miller

Edward Jones

New Canaan, CT

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-12-12
  • CT RA
    APPROVED
    Since 2025-12-12

Branch Locations

49 Locust Avenue Suite 101, New Canaan, CT 06840 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company Incorporated New York NY 11/2009 09/2017
J.V.B. Financial Group, Llc New York NY 10/2017 01/2021
Btig Llc New York NY 01/2021 05/2022
Merrill Lynch/Bank Of America Greenwich CT 12/2022 06/2024
Unemployed New Canaan CT 06/2022 11/2022
Ballast Rock Private Wealth Charleston SC 08/2024 05/2025
Edward Jones St. Louis MO 12/2025 Present
Unemployed New Canaan CT 06/2025 11/2025
  • 11/2009 → 09/2017
    Stifel, Nicolaus & Company Incorporated
    New York, NY
  • 10/2017 → 01/2021
    J.V.B. Financial Group, Llc
    New York, NY
  • 01/2021 → 05/2022
    Btig Llc
    New York, NY
  • 12/2022 → 06/2024
    Merrill Lynch/Bank Of America
    Greenwich, CT
  • 06/2022 → 11/2022
    Unemployed
    New Canaan, CT
  • 08/2024 → 05/2025
    Ballast Rock Private Wealth
    Charleston, SC
  • 12/2025 → Present
    St. Louis, MO
  • 06/2025 → 11/2025
    Unemployed
    New Canaan, CT
Previous Registrations
Other Businesses

Acting/Modeling New Canaan, CT Start date: 1/7/2026 Acting/Modeling Hours per week: 2 Hours during trading: 0 I have a non-speaking background role on a TV show on ABC in two weeks. Other roles may follow. Each of these roles present valuable prospecting opportunities. Most of my time will be spent off set with 50 or more individuals to network with.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-08-10
S63 Uniform Securities Agent State Law Examination 2004-09-22
  • S65 Uniform Investment Adviser Law Examination
    2022-08-10
  • S63 Uniform Securities Agent State Law Examination
    2004-09-22
Other Names
  • Joseph Thomas Miller Jr
  • Joseph Miller Jr
  • Joseph Miller
  • Joseph Miller Jr.
  • Joseph Thomas Miller
  • Joseph Miller
  • Joseph T Miller
  • Joseph Jr Miller

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