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Alexander Brooks

Cetera Investment Advisers LLC

St Cloud, MN

Fridley, MN

CRD 4712755

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-01-21
  • MN RA
    APPROVED
    Since 2014-01-21

Branch Locations

400 1St St S Ste 300, St Cloud, MN 56301 • United States

Fridley, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services St. Cloud MN 09/2003 Present
Cetera Wealth Services, Llc El Segundo CA 05/2026 Present
Cetera Advisors Llc Greenwood Village CO 05/2026 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2014 Present
Cetera Financial Specialists Llc Schaumburg IL 05/2026 Present
  • 09/2003 → Present
    Cetera Investment Services
    St. Cloud, MN
  • 05/2026 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 05/2026 → Present
    Cetera Advisors Llc
    Greenwood Village, CO
  • 01/2014 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
  • 05/2026 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-30
  • S66 Uniform Combined State Law Examination
    2012-10-30
Other Names
  • Alex Kelly Brooks
  • Alexander Kelly Brooks

View on SEC IAPD

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Nearby Investors

SARAH JANE THOREEN
Melissa Ann Mayer
DAVID CHARLES KALUZA

Nearby Offices

CETERA INVESTMENT ADVISERS LLC · ST CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · SAINT CLOUD, MN
WELLS FARGO CLEARING SERVICES, LLC · SAINT CLOUD, MN

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