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Alexander Brooks

Cetera Investment Advisers LLC

St Cloud, MN

Fridley, MN

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-01-21
  • MN RA
    APPROVED
    Since 2014-01-21

Branch Locations

400 1St St S Ste 300, St Cloud, MN 56301 • United States

Fridley, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services St. Cloud MN 09/2003 Present
Cetera Wealth Services, Llc El Segundo CA 05/2026 Present
Cetera Advisors Llc Greenwood Village CO 05/2026 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2014 Present
Cetera Financial Specialists Llc Schaumburg IL 05/2026 Present
  • 09/2003 → Present
    Cetera Investment Services
    St. Cloud, MN
  • 05/2026 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 05/2026 → Present
    Cetera Advisors Llc
    Greenwood Village, CO
  • 01/2014 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
  • 05/2026 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-30
  • S66 Uniform Combined State Law Examination
    2012-10-30
Other Names
  • Alex Kelly Brooks
  • Alexander Kelly Brooks

View on SEC IAPD

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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CETERA INVESTMENT MANAGEMENT LLC
LPL ENTERPRISE, LLC
MIDWEST FINANCIAL PARTNERS
STIFEL, NICOLAUS & COMPANY, INCORPORATED
RBC CAPITAL MARKETS, LLC

Other Investors

SARAH JANE THOREEN
Melissa Ann Mayer
DAVID CHARLES KALUZA
ERIC JOSEPH BAUER
Colleen Mary Knafla
CAROL JEAN BELL
JANE ELIZABETH LONGNECKER
Nicole Miller

Other Offices

CETERA INVESTMENT ADVISERS LLC · ST CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · SAINT CLOUD, MN
WELLS FARGO CLEARING SERVICES, LLC · SAINT CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · ST CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · ST.CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · ST CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · ST. CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · ST CLOUD, MN

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