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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-08-28 |
| TX | RA | APPROVED | 2025-08-15 |
Branch Locations
225 Seven Farms Dr Ste 300, Charleston, SC 29492 • United States
541 Church At North Hills St Suite 700 [Satellite], Raleigh, NC 27609 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Raleigh | NC | 09/2015 | 08/2025 |
| Wells Fargo Advisors Financial Network, Llc | Raleigh | NC | 08/2025 | Present |
811 FINANCIAL SERVICES; INV RELATED; RALEIGH,NC; FINET;100% OWNERSHIP; START DATE: 08/15/2025; 4 HRS PER MONTH; 0 HRS DURING TRADING; | DMASON GP LLC; INV RELATED; RALEIGH,NC; MERCHANT PARTNERSHIP;90% OWNERSHIP; START DATE: 01/31/2026; 5 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-02-24 |
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