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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2016-02-29
  • IA RA
    APPROVED
    Since 2016-02-29

Branch Locations

711 High St, Des Moines, IA 50392 • United States

6701 Westown Pkwy Ste 200, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Co Des Moines IA 02/2016 Present
Principal Securities Des Moines IA 02/2016 Present
  • 02/2016 → Present
    Principal Life Insurance Co
    Des Moines, IA
  • 02/2016 → Present
    Principal Securities
    Des Moines, IA
Previous Registrations
Other Businesses

**Alinc Enterprises LLC; CEO/Co-Owner, Sporting Goods Sales; 02/25/16 **JUST DOCK IT SHORT TERM RENTAL POSITION: Just Dock It Short Term Rental NATURE: Real Estate Rental Income INVESTMENT RELATED: Yes NUMBER OF HOURS: 32 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2025 ADDRESS: 30921 Wexford Lane, Rocky Mount MO 65072, United States DESCRIPTION: Real estate short term rental property ownership. No official title. No official role. Property maintenance responsibilities. New property acquisition responsibilities. **TIED UP AT MM 25 SHORT TERM RENTAL POSITION: Tied Up at MM 25 NATURE: Real Estate Rental Income INVESTMENT RELATED: Yes NUMBER OF HOURS: 32 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2025 ADDRESS: 291 West End Cir, Osage Beach MO 65065, United States DESCRIPTION: Real estate short term rental property ownership. No official title. No official role. Property maintenance responsibilities. New property acquisition responsibilities.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-07-29
S65 Uniform Investment Adviser Law Examination 2005-06-29
  • S63 Uniform Securities Agent State Law Examination
    2016-07-29
  • S65 Uniform Investment Adviser Law Examination
    2005-06-29

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