Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-04-01
TX RA APPROVED 2024-03-25
  • NC RA
    APPROVED
    Since 2024-04-01
  • TX RA
    APPROVED
    Since 2024-03-25

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

442-B East Main Street, Clayton, NC 27520 • United States

442-B East Main Street, Clayton, NC 27520 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Securities Corporation Clayton NC 08/2014 03/2024
Lpl Financial Llc Clayton NC 03/2024 Present
  • 08/2014 → 03/2024
    Lincoln Financial Securities Corporation
    Clayton, NC
  • 03/2024 → Present
    Clayton, NC
Previous Registrations
  • 2014-08-01 → 2024-03-27
    Osaic Fs, Inc.
    Clayton, NC
    Raleigh, NC
  • 2008-04-03 → 2014-08-08
    Woodbury Financial Services, Inc.
    Clayton, NC
    Cary, NC
  • 2007-05-23 → 2008-03-27
    Wilson, NC
    Raleigh, NC
  • 2003-12-16 → 2007-04-03
    Morgan Keegan & Company, Llc
    Tuscaloosa, AL
    Tuscaloosa, AL
Other Businesses

1) 03/19/2024 - Sweet P Holdings LLC - Business Entity For Tax/Investment Purposes Only - NC 28512 - personal beach Condo it is not a rental - Non investment related - Start date: 10/09/2023. 2) 03/19/2024 - Parrish Wealth Management INc - Business Entity For Tax/Investment Purposes Only - NC 27520 - Non investment related - 5 Hours per month - Start date: 10/01/2016. 3) 03/19/2024 - Parrish Young Wealth Management - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 4) 03/19/2024 - Michael Scott Parrish - Non-Variable Insurance - Selling: Universal, Indexed Universal Life, Term and Whole Life - NC 27527 - Investment related - 5 Hours per month - Start date: 10/01/2016.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-15
  • S66 Uniform Combined State Law Examination
    2003-12-15
Other Names
  • Michael Scott Parrish
  • Michael Parrish
  • M. S Parrish
  • M. Scott Parrish

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in San Diego, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor