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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-10-20 |
Branch Locations
530 5Th Ave 10Th Floor, New York, NY 10036 • United States
Brooklyn, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | New York | NY | 02/2012 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | New York | NY | 07/2016 | 10/2023 |
| Mml Investors Services, Llc | New York | NY | 03/2017 | 10/2023 |
| Ameriprise Financial Services | New York | NY | 10/2023 | 10/2023 |
| Ameriprise Financial Services, Llc | New York | NY | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | New York | NY | 10/2023 | Present |
Board of Directors; Shaare Shalom Congregation; Board Member; 2021 Avenue S, , Brooklyn, NY, 11229; Not Investment-Related; 08/12/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Fiduciary Activities; Trustee.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-05-24 |
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