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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2005-10-14 |
Branch Locations
1900 West Loop S Ste 650A, Houston, TX 77027 • United States
Katy, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Houston | TX | 09/2003 | Present |
| Principal Securities Inc | Houston | TX | 03/2016 | Present |
**GROUP HEALTH INSURANCE, TX, EFF 8/11/10, BROKER, NOT INVESTMENT RELATED, HRS/MO N/A. **Fixed Insurance; Life, DI, Annuities; 11/03/15 **Fixed Insurance; Investment Related; Houston, TX; Agent; LTC, Medical; Start Date: 11/01/2003; 5 hrs per month; 5 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-11-05 |
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