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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-03 |
| NC | RA | APPROVED | 2015-03-30 |
| TX | RA | APPROVED_RES | 2015-03-30 |
| LA | RA | APPROVED | 2008-01-16 |
Branch Locations
277 Park Ave., Fl 36, New York, NY 10172 • United States
171 W. 57Th Street, New York, NY 10019 • United States
839 Ninth Ave., New York, NY 10019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, Na. | New York | NY | 10/2010 | Present |
| J.P. Morgan Securities Llc | New York | NY | 10/2008 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-08-24 |
| S63 | Uniform Securities Agent State Law Examination | 2004-01-14 |
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