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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
NC RA APPROVED 2015-03-30
TX RA APPROVED_RES 2015-03-30
LA RA APPROVED 2008-01-16
  • NY RA
    APPROVED
    Since 2021-05-03
  • NC RA
    APPROVED
    Since 2015-03-30
  • TX RA
    APPROVED_RES
    Since 2015-03-30
  • LA RA
    APPROVED
    Since 2008-01-16

Branch Locations

277 Park Ave., Fl 36, New York, NY 10172 • United States

171 W. 57Th Street, New York, NY 10019 • United States

839 Ninth Ave., New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, Na. New York NY 10/2010 Present
J.P. Morgan Securities Llc New York NY 10/2008 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-08-24
S63 Uniform Securities Agent State Law Examination 2004-01-14
  • S65 Uniform Investment Adviser Law Examination
    2006-08-24
  • S63 Uniform Securities Agent State Law Examination
    2004-01-14
Other Names
  • Liam Kennedy

View on SEC IAPD

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