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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-22 |
| NJ | RA | APPROVED | 2017-11-29 |
Branch Locations
56 Main St Ste 3C, Flemington, NJ 08822 • United States
101 Town Center Dr Ste 111, Warren, NJ 07059 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | New York | NY | 11/2006 | Present |
| Lpl Financial Llc | Flemington | NJ | 11/2017 | Present |
1. 11/29/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Insurance Agency - Agent - Start Date 1/29/07 - 10 Hours Per Month/5 During Securities Trading - Fixed annuities and some life. 2. 11/29/2017 - Beacon Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 11/29/2017 - Adelphi Financial LLC - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Partner - CFO - Start Date 1/8/2013 - 50 Hours Per Month/25 During Securities Trading. 4. 01/10/2023 - Beacon Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/04/1996 - 6000 Hours Per Month/4000 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 2004-02-18 |
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