Best Investors Account Sign in

Stephen Paul Kanoy

First Citizens Investor Services, Inc.

Raleigh, NC

Claim This Profile
Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-11-13
  • NC RA
    APPROVED
    Since 2023-11-13

Branch Locations

8540 Colonnade Center Drive, Raleigh, NC 27615 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Bank Chapel Hill NC 03/2011 01/2019
Bb&T Investments Charlotte NC 03/2011 02/2021
Bb&T Securities, Llc Richmond VA 01/2018 02/2021
Bb&T Chapel Hill NC 01/2019 02/2021
Truist Investment Services, Inc. Chapel Hill NC 02/2021 10/2023
Truist Advisory Services, Inc. Atlanta GA 02/2021 10/2023
First Citizens Bank Raleigh NC 11/2023 Present
First Citizens Investor Services Raleigh NC 11/2023 Present
  • 03/2011 → 01/2019
    Bb&T Bank
    Chapel Hill, NC
  • 03/2011 → 02/2021
    Bb&T Investments
    Charlotte, NC
  • 01/2018 → 02/2021
    Bb&T Securities, Llc
    Richmond, VA
  • 01/2019 → 02/2021
    Bb&T
    Chapel Hill, NC
  • 02/2021 → 10/2023
    Truist Investment Services, Inc.
    Chapel Hill, NC
  • 02/2021 → 10/2023
    Truist Advisory Services, Inc.
    Atlanta, GA
  • 11/2023 → Present
    First Citizens Bank
    Raleigh, NC
  • 11/2023 → Present
    First Citizens Investor Services
    Raleigh, NC
Previous Registrations
  • 2021-02-17 → 2023-10-10
    Truist Advisory Services, Inc.
    Atlanta, GA
    Chapel Hill, NC
  • 2018-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Chapel Hill, NC
    Charlotte, NC
    Richmond, VA
  • 2011-04-11 → 2018-01-02
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Chapel Hill, NC
    Chapel Hill, NC
  • 2010-04-01 → 2011-03-22
    Wells Fargo Clearing Services, Llc
    Research Triangle Park, NC
    Raleigh, NC
    Raleigh, NC
    Chapel Hill, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-03-31
S63 Uniform Securities Agent State Law Examination 2005-10-07
  • S66 Uniform Combined State Law Examination
    2010-03-31
  • S63 Uniform Securities Agent State Law Examination
    2005-10-07
Other Names
  • Paul Kanoy

View on SEC IAPD

Other Firms

TOWNSEND ASSET MANAGEMENT CORP.
FORTRESS PRIVATE LEDGER, LLC
OLDE RALEIGH FINANCIAL GROUP
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
ADVISORY SERVICES NETWORK
WELLS FARGO CLEARING SERVICES, LLC
EDWARD JONES
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Other Investors

ARNE W MORRIS
JAMES MICHAEL TARKENTON
CALEB ROBERT GRIFFITH
William Dean Cotton
Earl Scott Butcher
DAVID JEFFREY HERMAN
JAY DAVID MCKINNEY
BRANDON ALAN WALLS

Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

More in Raleigh, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor