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William Michael Prendergast

Altfest Personal Wealth Management

New York, NY

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Current Employers
Altfest Personal Wealth Management

445 Park Avenue 6Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-09-04
NY RA APPROVED 2021-07-18
NJ RA APPROVED 2005-06-01
  • CT RA
    APPROVED
    Since 2024-09-04
  • NY RA
    APPROVED
    Since 2021-07-18
  • NJ RA
    APPROVED
    Since 2005-06-01

Branch Locations

116 John Street Suite 1120, New York, NY 10038 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
L. J. Altfest And Co., Inc. New York NY 04/1993 Present
  • 04/1993 → Present
    L. J. Altfest And Co., Inc.
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-05-31
  • S65 Uniform Investment Adviser Law Examination
    2005-05-31
Other Names
  • William Michael Prendergart

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