Larry Dale Mosier

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Festus, MO
• 11/2016 → 05/2017
  Wells Fargo Clearing Services, Llc
  Festus, MO
• 05/2017 → 03/2020
  Ameriprise Financial Services Inc
  Ste Genevieve, MO
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Webster Groves, MO

Previous Registrations

• 2009-02-10 → 2017-05-30
  Wells Fargo Clearing Services, Llc
  Festus, MO

Other Businesses

Business Ownership; Larry Mosier Photography, LLC d/b/a Larry Mosier Dog Photography; Owner; Dog Photography; 6416 Germania Road, , Park Hills, MO, 63601; Not Investment-Related; 01/13/2022; 1 to 9 hours per month; 0 during trading hours. Board of Directors; St Louis Schutzhund Association; Secretary; 2808 Old Hunning Rd,, , High Ridge, MO, 63049; Not Investment-Related; 06/01/2015; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2003-11-20

Designations

• Certified Financial Planner