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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2022-09-30 |
| MO | RA | APPROVED | 2017-05-26 |
Branch Locations
8711 Watson Rd Ste 105A, Webster Groves, MO 63119-5100 • United States
Park Hills, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Festus | MO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Festus | MO | 11/2016 | 05/2017 |
| Ameriprise Financial Services Inc | Ste Genevieve | MO | 05/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Webster Groves | MO | 03/2020 | Present |
Business Ownership; Larry Mosier Photography, LLC d/b/a Larry Mosier Dog Photography; Owner; Dog Photography; 6416 Germania Road, , Park Hills, MO, 63601; Not Investment-Related; 01/13/2022; 1 to 9 hours per month; 0 during trading hours. Board of Directors; St Louis Schutzhund Association; Secretary; 2808 Old Hunning Rd,, , High Ridge, MO, 63049; Not Investment-Related; 06/01/2015; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-11-20 |
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