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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2025-05-06 |
| MA | RA | APPROVED | 2024-10-22 |
| KS | RA | APPROVED | 2024-06-03 |
| ND | RA | APPROVED | 2024-01-09 |
| IL | RA | APPROVED | 2023-12-12 |
| TX | RA | APPROVED_RES | 2023-08-02 |
| WA | RA | APPROVED | 2018-11-05 |
| CA | RA | APPROVED | 2018-11-02 |
| HI | RA | APPROVED | 2018-11-02 |
| NV | RA | APPROVED | 2018-11-02 |
| NM | RA | APPROVED | 2018-11-02 |
| UT | RA | APPROVED | 2018-11-02 |
Branch Locations
1100 Alakea Street 23Rd Floor, Honolulu, HI 96813 • United States
3703 Mt Diablo Blvd, Lafayette, CA 94549 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors Inc | Honolulu | HI | 07/2008 | Present |
| Osaic Wealth, Inc. | Newark | CA | 11/2018 | Present |
1.. REAL ESTATE PROPERTY RENTAL POSITION: Owner NATURE: Real Estate rental. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1997 ADDRESS: 3703 Mt. Diablo Blvd., Lafayette CA 94549, United States DESCRIPTION: These are properties that I purchase and rent. I don't get involved as a third party finds the tenants and rents, although I might get involved in the future. 2. INSURANCE AGENCY OF PACIFIC FINANCIAL PARTNERS POSITION: CEO & Broker NATURE: Insurance Agency for life insurance, fixed insurance products, including P&C line of business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2019 ADDRESS: 3703 Mt. Diablo Blvd, Lafayette CA 94549, United States DESCRIPTION: I'll be a broker and BGA for life, disability insurance brokerage, fixed business only. Adding the P&C line of business. Owner/CEO of Pacific Financial Partner Insurance Agency - Brokerage General Agency - One stop shop for all life insurance, health insurance, and Property and Casualty insurance.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-17 |
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