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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2026-02-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Tacoma | WA | 07/2001 | 12/2025 |
| Wells Fargo Advisors Llc | Tacoma | WA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Tacoma | WA | 11/2016 | 12/2025 |
| Charles Schwab & Co., Inc. | North Salt Lake | UT | 02/2026 | Present |
| Charles Schwab Bank, Ssb | North Salt Lake | UT | 02/2026 | Present |
RENTAL PROPERTY (2 PROPERTIES); INV RELATED; LAS VEGAS, NV; RESIDENTIAL; 100% OWNERSHIP; START 4/1/2009; 1 HOUR PER MONTH EACH, 0 DURING TRADING; NO DUTIES, UTILIZE PROPERTY MANAGEMENT COMPANY.; RENTAL PROPERTY, INVT RELATED, LAS VEGAS, NV, 100% OWNERSHIP, START DATE 4/27/2022, 2 HRS PER MONTH, 0 HRS DURING TRADING, OWNER OF RENTAL PROPERTY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-02-09 |
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