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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2026-02-11
  • UT RA
    APPROVED
    Since 2026-02-11

Branch Locations

300 Route 73 Suite D, Marlton, NJ 08053 • United States

North Salt Lake, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Tacoma WA 07/2001 12/2025
Wells Fargo Advisors Llc Tacoma WA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Tacoma WA 11/2016 12/2025
Charles Schwab & Co., Inc. North Salt Lake UT 02/2026 Present
Charles Schwab Bank, Ssb North Salt Lake UT 02/2026 Present
  • 07/2001 → 12/2025
    Wells Fargo Bank, N.A.
    Tacoma, WA
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Tacoma, WA
  • 11/2016 → 12/2025
    Tacoma, WA
  • 02/2026 → Present
    North Salt Lake, UT
  • 02/2026 → Present
    Charles Schwab Bank, Ssb
    North Salt Lake, UT
Previous Registrations
  • 2011-01-03 → 2026-01-06
    Las Vegas, NV
    Las Vegas, NV
    Las Vegas, NV
    Tacoma, WA
    Seattle, WA
    Orlando, FL
    Lutz, FL
    Orlando, FL
    Wesley Chapel, FL
    Tampa, FL
    Salt Lake City, UT
    Salt Lake City, UT
    Bountiful, UT
    Salt Lake City, UT
    St. Louis, MO
    Salt Lake City, UT
  • 2004-02-10 → 2011-01-03
    Wells Fargo Investments, Llc
    Las Vegas, NV
    Las Vegas, NV
    Las Vegas, NV
    Las Vegas, NV
Other Businesses

RENTAL PROPERTY (2 PROPERTIES); INV RELATED; LAS VEGAS, NV; RESIDENTIAL; 100% OWNERSHIP; START 4/1/2009; 1 HOUR PER MONTH EACH, 0 DURING TRADING; NO DUTIES, UTILIZE PROPERTY MANAGEMENT COMPANY.; RENTAL PROPERTY, INVT RELATED, LAS VEGAS, NV, 100% OWNERSHIP, START DATE 4/27/2022, 2 HRS PER MONTH, 0 HRS DURING TRADING, OWNER OF RENTAL PROPERTY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-02-09
  • S66 Uniform Combined State Law Examination
    2004-02-09

View on SEC IAPD

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