Wally Joseph Luciano

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2008-05-08

CA RA
APPROVED

Since 2008-05-08

Branch Locations

2400 E Katella Ave Ste 1000, Anaheim, CA 92806 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Mission Viejo	CA	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Mission Viejo	CA	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Mission Viejo, CA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Mission Viejo, CA

Previous Registrations

2003-12-19 → 2008-05-14

Ubs Financial Services Inc.

Seal Beach, CA

Long Beach, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-12-18

S66 Uniform Combined State Law Examination

2003-12-18

Other Names

Wally Luciano

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

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