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Kevin M Rigg

Soundview Advisors

Olympia, WA

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Current Employers
Soundview Advisors

1441 West Bay Drive Suite 201, Olympia, WA 98502 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2005-08-15
  • WA RA
    APPROVED
    Since 2005-08-15

Branch Locations

1441 West Bay Dr Ste. 201, Olympia, WA 98502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Soundview Advisors Olympia WA 01/2007 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-08-20
  • S65 Uniform Investment Adviser Law Examination
    2003-08-20
Designations

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Olympia, WA
&PARTNERS · Olympia, WA
TRINITY CAPITAL MANAGEMENT, LLC · Olympia, WA
BYRNE & COMPANY WEALTH MANAGEMENT, LLC · OLYMPIA, WA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OLYMPIA, WA
LPL FINANCIAL LLC · OLYMPIA, WA
GK CAPITAL PARTNERS · OLYMPIA, WA
EDWARD JONES · OLYMPIA, WA

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