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400 Park Avenue 10Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2023-11-20 |
| NY | RA | APPROVED | 2023-11-20 |
| NJ | RA | APPROVED | 2023-11-17 |
| CA | RA | APPROVED | 2023-11-16 |
Branch Locations
400 Park Avenue 10Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Weehawken | NJ | 08/2015 | 11/2018 |
| E*Trade Securities Llc | Jersey City | NJ | 11/2018 | 09/2022 |
| E*Trade Capital Management Llc | Jersey City | NJ | 11/2018 | 09/2022 |
| Mbs Source Etrading, Inc | Mercer Island | WA | 09/2022 | 08/2023 |
| Cnr Securities, Llc | New York | NY | 10/2023 | Present |
(1) Name of Entity: Cranford Cub Scout Pack 137; Non-investment related; Address: 11 Springfield Avenue Cranford NJ 07016; Nature of OBA: Local Cub Scout pack; Position/Title/Relationship: Officer; Start Date: 08/01/2021; Time devoted: 2 hours per month; 0 during securities trading hours Duties: Treasurer-receive and disburse payments.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 2003-11-26 |
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