Ross James Barbatti

Current Employers

Employment History

• 07/2012 → Present
  Lpl Financial Llc
  Waterloo, IA
• 12/2008 → 12/2019
  Advantage Investment Management, Llc
  Waterloo, IA
• 03/2007 → Present
  Net Worth Advisors
  Waterloo, IA
• 08/2019 → Present
  Private Advisor Group, Llc
  Waterloo, IA

Previous Registrations

• 2008-12-01 → 2019-12-31
  Advantage Investment Management, Llc
  Waterloo, IA
• 2007-01-31 → 2012-07-31
  National Planning Corporation
  Waterloo, IA
  Waterloo, IA

Other Businesses

1. 07/31/2012 - NON-VARIABLE INSURANCE - FIXED INSURANCE - AGENT - 5% OF TIME SPENT - WATERLOO, IA 2. 07/31/2012 - NOTARY PUBLIC - 1% OF TIME SPENT - WATERLOO, IA 3. 11/27/2020 - Net Worth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/31/2012 - 40 Hours Per Month/40 Hours During Securities Trading - Provide advisory services. 4. 12/3/2020 - Net Worth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 09/03/2019 - 10 Hours Per Month/10 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group independent investment advisor firm. I started this business activity in 12/2020. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 12/03/2020 - Private Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid- Start Date 09/03/2019 - 120 Hours Per Month/ 120 Hours During Trading - I provide investment advisory services through Private Advisor Group independent investment advisor firm. I started this business activity in 12/2020. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2007-01-04
• S65 Uniform Investment Adviser Law Examination
  2004-03-02
• S63 Uniform Securities Agent State Law Examination
  2003-10-24