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Patricia Diane Jones

Raymond James & Associates, Inc.

Cortlandt Manor, NY

Somers, NY

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-02-08
  • NY RA
    APPROVED
    Since 2023-02-08

Branch Locations

Cortlandt Manor, NY • United States

341 Route 202 Suite 1A, Somers, NY 10589 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Somers NY 02/2022 Present
Dalton, Greiner, Hartman, Maher & Co., Llc (Dghm) New York NY 05/2002 05/2021
Unemployed Cortlandt Manor NY 05/2021 02/2022
  • 02/2022 → Present
    Raymond James & Associates, Inc.
    Somers, NY
  • 05/2002 → 05/2021
    Dalton, Greiner, Hartman, Maher & Co., Llc (Dghm)
    New York, NY
  • 05/2021 → 02/2022
    Unemployed
    Cortlandt Manor, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-07
S63 Uniform Securities Agent State Law Examination 2022-11-03
  • S65 Uniform Investment Adviser Law Examination
    2023-02-07
  • S63 Uniform Securities Agent State Law Examination
    2022-11-03
Other Names
  • Patricia Diane Mclaughlin

View on SEC IAPD

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