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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
TX RA APPROVED_RES 2021-05-13
CT RA APPROVED 2007-07-18
  • NY RA
    APPROVED
    Since 2021-06-14
  • TX RA
    APPROVED_RES
    Since 2021-05-13
  • CT RA
    APPROVED
    Since 2007-07-18

Branch Locations

341 Route 202 Suite 1A, Somers, NY 10589 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Melville NY 05/2007 Present
  • 05/2007 → Present
    Raymond James & Associates
    Melville, NY
Previous Registrations
Other Businesses

Player'e Eye Football Club Address: 1137 East Main Street, Shrub Oak, NY Nature of the Business: Board Member/Officer/Director Position/Title: Trustee Investment Related: No Start Date: 02/11/2017 Hours per month devoted to this business: 2 Hours per month devoted to this business during trading hours: 0 Description of duties: secretary, take notes of board meetings

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-06-10
S63 Uniform Securities Agent State Law Examination 1993-05-28
  • S65 Uniform Investment Adviser Law Examination
    1993-06-10
  • S63 Uniform Securities Agent State Law Examination
    1993-05-28
Designations
Other Names
  • Kjersten Carlene Keniston

View on SEC IAPD

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