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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-09-29
NY RA APPROVED 2021-06-14
  • TX RA
    APPROVED_RES
    Since 2022-09-29
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

Carmel, NY • United States

341 Route 202 Suite 1A, Somers, NY 10589 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Rye Brook NY 01/2013 Present
Other Businesses

Rotary Club of Lake Mahopac Address: Mahopac, NY Nature of the Business: Board Member/Officer/Director Position/Title: Board Member/Officer/Director Investment Related:No Start Date: 07/01/2019 Hours per month devoted to this business: 8 Hours per month devoted to this business during trading hours: 4 Description of duties: Board Member

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-04-17
  • S66 Uniform Combined State Law Examination
    2013-04-17

View on SEC IAPD

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