Johanne Trenard Carroll

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1998 → 08/2021
  Compass Bank
  Birmingham, AL
• 05/2013 → 06/2021
  Bbva Securities Inc.
  Mobile, AL
• 10/2000 → 08/2021
  Bbva Compass Insurance Agency, Inc.
  Austin, TX
• 06/2021 → 08/2021
  Bbva Securities Inc
  Mobile, AL
• 06/2021 → 08/2021
  Pnc Managed Account Solutions, Inc.
  Mobile, AL
• 08/2021 → 11/2021
  Pnc Investments
  Mobile, AL
• 11/2021 → Present
  Raymond James Financial Services Inc
  Mobile, AL
• 11/2021 → Present
  Raymond James Financial Services Advisors
  Mobile, AL
• 11/2021 → Present
  Smartbank
  Mobile, AL

Previous Registrations

• 2021-08-23 → 2021-11-16
  Pnc Wealth Management Llc
  Mobile, AL
• 2021-06-24 → 2021-08-23
  Pnc Managed Account Solutions, Inc.
  Mobile, AL

Other Businesses

(1)Name of Business: SmartBank Address: 3704 Dauphin St, Mobile, AL, 36608-1725, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 11/05/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 11-20 Description of duties: Sr. Registered Client Associate (2)Name of Business: SmartBank Investment Services Address: 3704 Dauphin St, Mobiole, AL, 36608-1725, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 11/05/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 2-10 Description of duties: Sr Registered Client Associates (3) Name of Business: The Montz Wealth Mangagement Group Address: 3704 Dauphin St, Mobile, AL, 36608-1725, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/27/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41-80 Description of duties: Sr. Registered Client Associate

Exams

• S66 Uniform Combined State Law Examination
  2021-06-10
• S63 Uniform Securities Agent State Law Examination
  2003-11-05

Other Names

• Johanne Trenard