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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2022-04-07
  • LA RA
    APPROVED
    Since 2022-04-07

Branch Locations

2770 Commerce Drive Nw, Rochester, MN 55901 • United States

New Orleans, LA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ffc Capital Advisors, Llc New Orleans LA 07/2008 10/2017
Francis Financial Group Dba Ffc Capital Management New Orleans LA 01/2002 10/2017
The Strategic Financial Alliance, Inc. Atlanta GA 11/2017 10/2018
Fsc Securities Corporation Atlanta GA 11/2018 05/2021
Advisor Group Pheonix AZ 11/2019 05/2021
Cardea Capital Advisors, Llc Atlanta GA 05/2021 09/2021
Cardea Capital Group, Inc. Atlanta GA 05/2021 09/2021
Royal Alliance Associates, Inc. Jersey City NJ 09/2021 04/2026
Osaic Wealth Scottsdale AZ 04/2026 Present
  • 07/2008 → 10/2017
    Ffc Capital Advisors, Llc
    New Orleans, LA
  • 01/2002 → 10/2017
    Francis Financial Group Dba Ffc Capital Management
    New Orleans, LA
  • 11/2017 → 10/2018
    The Strategic Financial Alliance, Inc.
    Atlanta, GA
  • 11/2018 → 05/2021
    Fsc Securities Corporation
    Atlanta, GA
  • 11/2019 → 05/2021
    Advisor Group
    Pheonix, AZ
  • 05/2021 → 09/2021
    Atlanta, GA
  • 05/2021 → 09/2021
    Cardea Capital Group, Inc.
    Atlanta, GA
  • 09/2021 → 04/2026
    Royal Alliance Associates, Inc.
    Jersey City, NJ
  • 04/2026 → Present
    Osaic Wealth
    Scottsdale, AZ
Previous Registrations
  • 2021-05-27 → 2021-10-20
    Vero Beach, FL
  • 2021-05-27 → 2021-10-20
    Cardea Capital Group, Inc.
    Atlanta, GA
  • 2019-09-10 → 2021-05-10
    Fsc Securities Corporation
    Atlanta, GA
Other Businesses

1. Freelance Model Start Date:08/10/2020 Address: 5969 Rosie Lane Southeast, Mableton GA 30126, United States Nature of Business: Self Employed Freelance Model Position: Model Investment Related: No Number of Hours: 5 Securities Trading Hours: 0 Description: Non-exclusive modeling; print ads, runway, commercial and background acting. 2. TOMIKA KING POSITION: Model NATURE: self-employed - 1099 INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/10/2020 ADDRESS: 129 Oak Landing Lane, Slidell LA 70461, United States DESCRIPTION: print and commercial ads throughFAME Agency in Metairie, LA. I am self-employed and when compensated it is 1099. 3. BUSINESS IS NOT FORMED YET POSITION: Owner NATURE: Entertainment company. Painting, Karaoke, Game Night, Dancing. INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2022 ADDRESS: 129 Oak Landing Lane, Slidell LA 70461, United States DESCRIPTION: Putting on nighttime events for adults over 21. The intent is to host one event per month with a different theme. 4. GIRLS ON THE RUN POSITION: Head Coach NATURE: Non-profit organization INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2026 ADDRESS: 5500 Prytania Street, Suite 528, New Orleans LA 70115, United States DESCRIPTION: From their website: At Girls on the Run New Orleans, teaching essential life skills is the cornerstone of our research-based programs. Trained volunteer coaches facilitate lessons that blend physical activity with life skill development, including managing emotions, fostering friendships, and expressing empathy. My role will be Head Coach: Girls on the Run coaches are trained volunteers who lead a team of participants through a season of powerful and fun lessons. You do not need to be a runner; you simply need to have a desire to support and encourage the next generation. Coaches receive all the tools and support they need and find that they get as much out of coaching as they give. 5.TOMIKA BOUDREAUX KING DBA RUN YOUR WEALTH POSITION: President NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 10 START DATE: 05/14/2026 ADDRESS: 1610 Allen Toussaint Blvd, 606, New Orleans LA 70122, United States DESCRIPTION: Run Your Wealth is a sole proprietor DBA established solely for tax and business organization purposes. All financial advisory, investment, and client-facing activities are performed exclusively through Advisor's Advantage Network. The DBA serves only as the vehicle through which 1099 independent contractor compensation received from Osaic is allocated. No outside clients are/will be solicited or served through this entity. No investment advisory or securities related services are offered outside of my Osaic affiliated capacity. There is no website, no public facing business activity, and no branding associated with this entity.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-03
  • S66 Uniform Combined State Law Examination
    2019-09-03
Other Names
  • Tomika Monique Dupaty
  • Tomika Boudreaux Martin
  • Tomika Monique Boudreaux
  • Tomika Boudreaux Martin
  • Tomika B King
  • Tomika B Boudreaux

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