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Current Employers
Ernst & Young Investment Advisers Llp

200 Plaza Drive First Floor Suite 102, Secaucus, NJ 07094 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2007-04-10
  • CA RA
    APPROVED
    Since 2007-04-10

Branch Locations

4370 La Jolla Village Dr. # 305, San Diego, CA 92021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ernst & Young Llp San Diego CA 01/2007 Present
  • 01/2007 → Present
    Ernst & Young Llp
    San Diego, CA
Previous Registrations
  • 2005-12-13 → 2006-06-01
    Usaa Financial Planning Services
    San Antonio, TX
    Phoenix, AZ
  • 2004-03-01 → 2005-11-10
    Ameriprise Advisor Services, Inc.
    Scottsdale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-31
  • S66 Uniform Combined State Law Examination
    2003-10-31
Other Names
  • Luscinda Rose Herman
  • Luscinda Rose Herman
  • Luscinda Rose Herman

View on SEC IAPD

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