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Current Employers
Planmember Securities Corporation

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2013-10-07
  • IL RA
    APPROVED
    Since 2013-10-07

Branch Locations

400 E. Diehl Road Suite 250, Naperville, IL 60563 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Naperville IL 10/2003 Present
Ms Business Services Naperville IL 11/2008 Present
Planmember Securities Corporation Carpinteria CA 10/2013 Present
Oswego Police Pension Board Oswego IL 05/2010 05/2018
Veritrust Wealth Management Naperville IL 10/2013 Present
  • 10/2003 → Present
    Self Employed
    Naperville, IL
  • 11/2008 → Present
    Ms Business Services
    Naperville, IL
  • 10/2013 → Present
    Carpinteria, CA
  • 05/2010 → 05/2018
    Oswego Police Pension Board
    Oswego, IL
  • 10/2013 → Present
    Veritrust Wealth Management
    Naperville, IL
Previous Registrations
  • 2007-01-10 → 2013-10-07
    Veritrust Financial, Llc
    Naperville, IL
    Lisle, IL
    Austin, TX
    Oswego, IL
    Austin, TX
    Batavia, IL
    Lisle, IL
    Lisle, IL
  • 2003-11-19 → 2007-01-11
    Waddell & Reed
    Oakbrook, IL
    Savage, MN
Other Businesses

1) VERTIRUST WEALTH MANAGEMENT (NAME OF BRANCH FROM BRANDING & MARKETING PURPOSES)-400 E. Diehl Road, Suite 250, Naperville, IL 60563; INVESTMENT RELATED; FINANCIAL/INSURANCE SALES & SVCS; REPRESENTATIVE; START DATE 10/13; HRS/MNTH TBD. 2) KATHERINE J. MORRIS-SELF EMPLOYED - 400 E. Diehl Road, Suite 250, Naperville, IL 60563; INVESTMENT RELATED; FINANCIAL/INSURANCE SALES & SVCS; START DATE 10/03; 4 HRS/MNTH & DURING TRADING. 3) MS BUSINESS SVCS - 400 E. Diehl Road, Suite 250, Naperville, IL 60563; NON-INVESTMENT RELATED; ADMINISTRATIVE OFFICE SVCS; GENERAL PARTNER; START DATE 11/08; 2 HRS/MNTH & DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-11-18
  • S66 Uniform Combined State Law Examination
    2003-11-18
Designations
Other Names
  • Katherine Jean Hampson
  • Katie Morris

View on SEC IAPD

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