Joseph William Sladek

Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2013 → 12/2016
  Wells Fargo Advisors, Llc
  Bethesda, MD
• 12/2016 → Present
  Tiaa
  Bethesda, MD
• 12/2016 → Present
  Tiaa-Cref Individual & Institutional Services, Llc
  Bethesda, MD

Previous Registrations

• 2013-03-01 → 2017-01-04
  Wells Fargo Clearing Services, Llc
  Bethesda, MD
  Potomac, MD
  Columbia, MD
• 2006-01-19 → 2011-09-20
  Wells Fargo Clearing Services, Llc
  Parkville, MD
  Rockville, MD
  Columbia, MD
  Rockville, MD
  Timonium, MD
  Potomac, MD
  Columbia, MD
  Columbia, MD
  Columbia, MD
  Parkville, MD
  Bel Air, MD
• 2004-01-14 → 2005-04-11
  Ameriprise Financial Services, Llc
  Owings Mills, MD

Other Businesses

RENTAL PROPERTY POSITION: Home owner NATURE: Rental property owned by me and my wife. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2022 ADDRESS: 19237 Cross Ridge Drive, Germantown MD 20874, United States DESCRIPTION: We just moved and decided to rent out our old home instead of selling it. Purely Rental Property now and used to be our primary residence.

Exams

• S66 Uniform Combined State Law Examination
  2003-12-08

Other Names

• Joseph William Sladek
• Joseph William Sladek