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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2017-01-06
  • MD RA
    APPROVED
    Since 2017-01-06

Branch Locations

915 Meeting Street Suite 1220, North Bethesda, MD 20852 • United States

Darnestown, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Bethesda MD 03/2013 12/2016
Tiaa Bethesda MD 12/2016 Present
Tiaa-Cref Individual & Institutional Services, Llc Bethesda MD 12/2016 Present
Previous Registrations
Other Businesses

RENTAL PROPERTY POSITION: Home owner NATURE: Rental property owned by me and my wife. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2022 ADDRESS: 19237 Cross Ridge Drive, Germantown MD 20874, United States DESCRIPTION: We just moved and decided to rent out our old home instead of selling it. Purely Rental Property now and used to be our primary residence.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-08
  • S66 Uniform Combined State Law Examination
    2003-12-08
Other Names
  • Joseph William Sladek
  • Joseph William Sladek

View on SEC IAPD

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