Anne Marie Ford

Merrill Lynch, Pierce, Fenner & Smith Incorporated

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2011-10-06
CT	RA	APPROVED	2011-10-04

TX RA
APPROVED

Since 2011-10-06
CT RA
APPROVED

Since 2011-10-04

Branch Locations

100 Front St, Worcester, MA 01608 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce,Fenner &Amp; Smith, Inc.	Worcester	MA	05/2010	Present

05/2010 → Present

Merrill Lynch, Pierce,Fenner &Amp; Smith, Inc.

Worcester, MA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-09-29

S66 Uniform Combined State Law Examination

2011-09-29

Other Names

Anne ^ Raymond
Anne ^ Houck
Anne Ford

View on SEC IAPD

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