Leo Lundy Cunningham

Current Employers

Main Street Financial

2500 Westchester Ave Suite 107, Purchase, NY 10577 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-04
TX	RA	APPROVED	2016-03-16

NY RA
APPROVED

Since 2021-06-04
TX RA
APPROVED

Since 2016-03-16

Branch Locations

2500 Westchester Ave Suite 107, Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Main Street Financial	Mount Kisco	NY	08/2011	Present

08/2011 → Present

Main Street Financial

Mount Kisco, NY

Previous Registrations

2011-08-31 → 2012-12-31

Main Street Financial

Purchase, NY
2004-01-01 → 2005-03-24

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mount Kisco, NY

Other Businesses

1) CAE Inc., On-Call Flight Simulator Instructor, started 1.2.18. Not investment related. 2) Clay Lacey, On-Call Pilot, started 3.6.20. Not investment related.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-12-22

S66 Uniform Combined State Law Examination

2003-12-22

Designations

Other Names

Leo Lundy Cunningham

View on SEC IAPD

Current Employers

Main Street Financial

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

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