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Current Employers
Vestech Asset Management Inc.

11477 Olde Cabin Road Suite 310, Saint Louis, MO 63141 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-03-05
IL RA APPROVED 2020-06-18
TX RA APPROVED 2018-12-03
PA RA APPROVED 2018-09-21
KS RA APPROVED 2017-06-20
MO RA APPROVED 2017-06-12
MI RA APPROVED 2017-03-03
  • CT RA
    APPROVED
    Since 2021-03-05
  • IL RA
    APPROVED
    Since 2020-06-18
  • TX RA
    APPROVED
    Since 2018-12-03
  • PA RA
    APPROVED
    Since 2018-09-21
  • KS RA
    APPROVED
    Since 2017-06-20
  • MO RA
    APPROVED
    Since 2017-06-12
  • MI RA
    APPROVED
    Since 2017-03-03

Branch Locations

11477 Olde Cabin Road Suite 310, Saint Louis, MO 63141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vestech Securities, Inc. St. Louis MO 05/2016 Present
Vestech Asset Management, Inc. Saint Louis MO 10/2016 Present
Blackrock Legal P.c. Saint Louis MO 01/2013 Present
  • 05/2016 → Present
    Vestech Securities, Inc.
    St. Louis, MO
  • 10/2016 → Present
    Saint Louis, MO
  • 01/2013 → Present
    Blackrock Legal P.c.
    Saint Louis, MO
Previous Registrations
  • 2015-05-22 → 2016-05-31
    Cuttingedge Advisors
    Eureka, MO
  • 2010-01-19 → 2014-12-31
    Cuttingedge Advisors
    Eureka, MO
  • 2008-02-13 → 2009-12-31
    Cuttingedge Advisors
    Eureka, MO
  • 2006-08-28 → 2008-02-12
    Questar Asset Management, Inc.
    Ann Arbor, MI
    St Charles, MO
    St Louis, MO
Other Businesses

Name of the other business: BlackRock Legal p.c. Investment-related: No Address of the other business: 11477 Olde Cabin Road, Suite, 300, Saint Louis, MO, 63141 Nature of the other business: Legal Services Position; title, or relationship with the other business: Attorney Start date of your relationship: 01/2013 Approximate number of hours/month you devote to the other business: 40 Number of hours you devote to the other business during securities trading hours: 40 Briefly describe your duties relating to the other business: Practicing attorney Name of the other business: Vestech Securities, Inc. Investment-related: Yes Address of the other business: 11477 Olde Cabin Road, Suite 310, Saint Louis, MO, 63141 Nature of the other business: Broker Dealer Position; title, or relationship with the other business: Chief Compliance Officer, Financial Representative Start date of your relationship: 06/2016 Approximate number of hours/month you devote to the other business: 160 Number of hours you devote to the other business during securities trading hours: 160 Briefly describe your duties relating to the other business: I serve as the firms chief compliance officer and I am a financial representative of the firm. Name of the other business: Insurance Agent Investment-related: No Address of the other business: 11477 Olde Cabin Road, Suite 310, Saint Louis, MO, 63141 Nature of the other business: Insurance Sales Position: Insurance Agent Start date of your relationship: 08/2014 Approximate number of hours/month you devote to the other business: 1 Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: maintaining client relationships and procure applications and insurance policies.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-07-29
S63 Uniform Securities Agent State Law Examination 2004-04-02
  • S65 Uniform Investment Adviser Law Examination
    2005-07-29
  • S63 Uniform Securities Agent State Law Examination
    2004-04-02
Other Names
  • Marco Ramirez

View on SEC IAPD

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