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11477 Olde Cabin Road Suite 310, Saint Louis, MO 63141 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-03-05 |
| IL | RA | APPROVED | 2020-06-18 |
| TX | RA | APPROVED | 2018-12-03 |
| PA | RA | APPROVED | 2018-09-21 |
| KS | RA | APPROVED | 2017-06-20 |
| MO | RA | APPROVED | 2017-06-12 |
| MI | RA | APPROVED | 2017-03-03 |
Branch Locations
11477 Olde Cabin Road Suite 310, Saint Louis, MO 63141 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vestech Securities, Inc. | St. Louis | MO | 05/2016 | Present |
| Vestech Asset Management, Inc. | Saint Louis | MO | 10/2016 | Present |
| Blackrock Legal P.c. | Saint Louis | MO | 01/2013 | Present |
Name of the other business: BlackRock Legal p.c. Investment-related: No Address of the other business: 11477 Olde Cabin Road, Suite, 300, Saint Louis, MO, 63141 Nature of the other business: Legal Services Position; title, or relationship with the other business: Attorney Start date of your relationship: 01/2013 Approximate number of hours/month you devote to the other business: 40 Number of hours you devote to the other business during securities trading hours: 40 Briefly describe your duties relating to the other business: Practicing attorney Name of the other business: Vestech Securities, Inc. Investment-related: Yes Address of the other business: 11477 Olde Cabin Road, Suite 310, Saint Louis, MO, 63141 Nature of the other business: Broker Dealer Position; title, or relationship with the other business: Chief Compliance Officer, Financial Representative Start date of your relationship: 06/2016 Approximate number of hours/month you devote to the other business: 160 Number of hours you devote to the other business during securities trading hours: 160 Briefly describe your duties relating to the other business: I serve as the firms chief compliance officer and I am a financial representative of the firm. Name of the other business: Insurance Agent Investment-related: No Address of the other business: 11477 Olde Cabin Road, Suite 310, Saint Louis, MO, 63141 Nature of the other business: Insurance Sales Position: Insurance Agent Start date of your relationship: 08/2014 Approximate number of hours/month you devote to the other business: 1 Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: maintaining client relationships and procure applications and insurance policies.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 2004-04-02 |
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