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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-11-12 |
Branch Locations
655 W Boradway 12Th Fl, San Diego, CA 92101 • United States
3856 Cottonwood Street, San Diego, CA 92113 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | San Diego | CA | 05/2008 | 09/2022 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 07/2012 | 11/2020 |
| Cetera Wealth Services, Llc | El Segundo | CA | 04/2016 | Present |
| Cetera Advisors Llc | Denver | CO | 04/2016 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 04/2016 | Present |
| Cetera Investment Services Llc | Saint Cloud | MN | 04/2016 | Present |
| Summit Brokerage Services, Inc. | Boca Raton | FL | 02/2017 | 12/2019 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 2003-09-08 |
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