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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2018-02-14
  • WI RA
    APPROVED
    Since 2018-02-14

Branch Locations

318 S Washington St, Green Bay, WI 54301 • United States

De Pere, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Johnson Investment Services Green Bay WI 12/2007 Present
Lpl Financial Llc Green Bay WI 02/2018 Present
Invest Financial Corporation Green Bay WI 01/2008 02/2018
  • 12/2007 → Present
    Johnson Investment Services
    Green Bay, WI
  • 02/2018 → Present
    Green Bay, WI
  • 01/2008 → 02/2018
    Invest Financial Corporation
    Green Bay, WI
Previous Registrations
  • 2012-01-05 → 2018-02-14
    Invest Financial Corporation
    Green Bay, WI
Other Businesses

1. 12/31/2019 - JOHNSON FINANCIAL GROUP FINANCIAL ADVISORS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/11/2019 - 40 Hours Per Month/40 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-22
  • S66 Uniform Combined State Law Examination
    2011-11-22

View on SEC IAPD

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