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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-11-03 |
Branch Locations
575 Pierce Street Riverside Commons, Suite 301, Kingston, PA 18704 • United States
575 Pierce Street Suite 301, Kingston, PA 18704 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2013-04-16 |
Branch Locations
575 Pierce Street Suite 301, Kingston, PA 18704 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Asco Financial Group | Kingston | PA | 09/1997 | Present |
| Fsc Securities Corporation | Kingston | PA | 11/2004 | 11/2023 |
| Osaic Wealth, Inc. | Kingston | PA | 11/2023 | Present |
1) INVESTMENT ADVISORY SERVICES OFFERED THROUGH ASCO FINANCIAL GROUP, INC (AN SEC-REGISTERED INVESTMENT ADVISER) AS AN INVESTMENT ADVISER REPRESENTATIVE; 2) ASCO FINANCIAL GROUP INC POSITION: President NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 30 START DATE: 05/01/2009 ADDRESS: 575 Pierce Street, Suite 301, Kingston PA 18704, United States DESCRIPTION: Manage the company's day to day operations as well as servicing it's clients
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-04-03 |
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