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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-02-07 |
| WA | RA | APPROVED | 2014-10-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Spokane | WA | 09/2014 | Present |
| Bank Of America, N.A. | Spokane | WA | 11/2014 | Present |
I*101737 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ST. ALOYSIUS GONZAGA GRADE SCHOOL INVESTMENT RELATED: Y ADDRESS OF BUSINESS: SPOKANE, WASHINGTON 99202 NATURE OF BUSINESS: CORPORATION,N POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 2/20/2017 NUMBER OF HOURS DEVOTED: 2 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: CONSULTING ON MATTERS PERTAINING TO MAINTENANCE OF THE SCHOOL ENDOWMENT (ADHERING TO INVESTMENT POLICY STATEMENT, ETC.).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-10-31 |
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