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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-09-19 |
| NY | RA | APPROVED | 2021-06-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | New York | NY | 10/2009 | Present |
| Mml Investors Services, Llc | New York | NY | 11/2009 | Present |
1)NAME: BRIAN KAPLAN/LENOX ADVISORS INV REL: Y ADD: 90 PARK AVENUE 18TH FLOOR NEW YORK, NY 10016 NATURE: NONMMLIA INSURANCE BROKERAGE POSITION: AGENT START DATE: 10/2009 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 10 DESCRIBE DUTIES: INDIVIDUAL AND GROUP LIFE & HEALTH.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2009-08-28 |
| S66 | Uniform Combined State Law Examination | 2003-12-02 |
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