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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-08-12
TX RA APPROVED_RES 2023-10-02
NJ RA APPROVED 2023-09-05
  • NY RA
    APPROVED
    Since 2026-08-12
  • TX RA
    APPROVED_RES
    Since 2023-10-02
  • NJ RA
    APPROVED
    Since 2023-09-05

Branch Locations

Harborside 2 200 Hudson Street, Suite 501, Jersey City, NJ 07311 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Jersey City NJ 09/2014 09/2023
E*Trade Capital Management Llc Jersey City NJ 11/2014 09/2023
Morgan Stanley Smith Barney Llc Jersey City NY 03/2023 Present
  • 09/2014 → 09/2023
    E*Trade Securities Llc
    Jersey City, NJ
  • 11/2014 → 09/2023
    E*Trade Capital Management Llc
    Jersey City, NJ
  • 03/2023 → Present
    Morgan Stanley Smith Barney Llc
    Jersey City, NY
Previous Registrations
  • 2015-02-18 → 2023-09-05
    Harrisdirect Llc
    Jersey City, NJ
    Arlington, VA
  • 2007-04-03 → 2008-01-10
    Td Ameritrade, Inc.
    New York, NY
  • 2007-04-03 → 2008-01-10
    Td Ameritrade Investment Management, Llc
    New York City, NY
Other Businesses

606392 - Rental property; Investment Related - Yes; North Bergen, New Jersey; Real Estate; Sole Proprietor/Owner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 08/2024; During Business Hours: 0; After Business Hours: 12; Property Management.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-13
S63 Uniform Securities Agent State Law Examination 2003-09-04
  • S66 Uniform Combined State Law Examination
    2015-02-13
  • S63 Uniform Securities Agent State Law Examination
    2003-09-04
Other Names
  • David Sang Kim
  • David S Kim
  • David Sang Kim

View on SEC IAPD

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