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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2005-06-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Austin | TX | 06/2005 | Present |
1. 11/5/2015: Martin Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/06/2008. 2. 4/22/2020 - Aspen Horn Management, LLC - Real Estate Rental - Investment Related - Austin, TX - Start Date: 05/01/2020 - 1 Hour Per Month/0 Hours During Securities Trading. 3. 4/22/2020 - Aspen Horn Management, LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date: 05/01/2020. 4. 4/22/2020 - WAMIGOS LLP - Not Investment Related - Austin TX, 78738 - Business Entity For Tax/Investment Purposes Only - Start Date: 05/01/2020 - 1 Hour Per Month/0 Hours During Securities Trading. 5. 04/22/2020- WAMIGOS LLP - Investment Related - Home Based - Real Estate Rental - Start Date - 05/01/2022 - 1 Hours Per Month/0 Hours During Securities Trading. 6. 04/08/2022- WAMIGOS FLP - Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date - 05/01/2022 - 1 Hours Per Month/0 Hours During Securities Trading. 7. 09/28/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 06/09/2005 - 3 Hours Per Month/0 Hours During Securities Trading. 8. 07/24/2024 - Real Estate Rental - Investment Related - Austin, TX - Start Date 08/01/2024 - 1 Hour Per Month/ 0 Hours During Trading 9. 11/10/2025 - WAM Investments, LLC - Investment Related - Mission, TX - Real Estate Rental - Started 08/01/2019 - 1 Hour Per Month/0 Hours During Securities Trading. 10. 01/12/2026 - WAM Investments, LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) - Start Date 08/01/2019 - 1 hour per month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-10-31 |
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