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Kevin Louis Garcia

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lakeway, TX

Bee Cave, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-12-24
  • TX RA
    APPROVED
    Since 2018-12-24

Branch Locations

2414 Ranch Rd 620 S, Lakeway, TX 78738 • United States

12400 Hwy 71 W, Bee Cave, TX 78738 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Austin TX 05/2017 Present
Bank Of America N.A. Austin TX 05/2017 Present
Best Buy Austin TX 06/2010 05/2017
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-21
  • S66 Uniform Combined State Law Examination
    2018-12-21
Other Names
  • Kevin Garcia

View on SEC IAPD

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