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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-06-06
TX RA APPROVED 2007-03-02
  • CO RA
    APPROVED
    Since 2023-06-06
  • TX RA
    APPROVED
    Since 2007-03-02

Branch Locations

2121 Lohmans Crossing Rd Suite 506, Lakeway, TX 78734 • United States

South Fork, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 03/2004 Present
Previous Registrations
  • 2003-06-27 → 2003-12-19
    A. G. Edwards & Sons, Inc.
    Oakbrook Terrace, IL
Other Businesses

Rental Property The Hills, TX Start date: 3/1/2021 Owner of Condo Hours per week: 0 Hours during trading: 0 Desc: We bought a rental condo in The Hills, Texas. I am not involved, as we have hired a management company to handle the business side.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-24
S65 Uniform Investment Adviser Law Examination 2003-02-14
S63 Uniform Securities Agent State Law Examination 1988-07-06
  • S66 Uniform Combined State Law Examination
    2007-01-24
  • S65 Uniform Investment Adviser Law Examination
    2003-02-14
  • S63 Uniform Securities Agent State Law Examination
    1988-07-06
Designations

View on SEC IAPD

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